From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Building a detailed plan. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Senior Executive Vice President Executive Vice President Community Affairs The LifeGreen color is a trademark of Regions Bank. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Regions provides links to other websites merely and strictly for your convenience. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Senior Executive Vice President May 27, 2022, 1:30 p.m. EDT 3 Min Read. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Chief Risk Officer. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. and He is also a member of the companys Executive Leadership Team. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. John B. Owen Regions Bank is an Equal Housing Lender and Member FDIC. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Smith began his banking career at Deposit Guaranty as a management trainee. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Core Product Marketing. Executive Vice President Bank compliance officers evaluate policies/procedures and ensure they . He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Executive Vice President Executive Vice President CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. John Turner is president and chief executive officer of Regions Financial Corporation. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Discover the four best practice approaches in investigation management. Kate R. Danella His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Smith is a member of the companys Executive Leadership Team. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. She is also a member of the Rotary Club of Greater Birmingham. Executive Vice President Prior to assuming her current role, she was named associate director of investor relations in 2010. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Birmingham's largest bank has added a new leader to its ranks. Corporate governance is my passion. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. By In 2006, he led the HR integration during the Regions/AmSouth merger. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. 4 Models for the Chief Compliance Officer Role. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. 2023 Regions Bank. All Rights Reserved. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. M. Deron Smithy Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. In addition, Nolan oversees competitive and strategic analysis. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Chief Transformation Officer. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Bill Ritter serves as Head of the Wealth Management group at Regions. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Senior Executive Vice President February 9, 2021. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. He is a member of the banks Executive Leadership Team. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Deputy Chief Risk Officer and Chief Credit Officer. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Tammy LoCascio . Head of Wealth Management Group. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. About Regions Financial Corporation Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Ronald G. Smith Senior Executive Vice President Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Senior Executive Vice President Commercial Banking includes clients with revenues between $1MM and $250MM. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. President and Chief Executive Officer of Regions Financial Corporation. 205-264-4551 Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Member FDIC. Gartner Terms of Use Nix will report to Tara Plimpton, chief legal officer for the bank. Embed controls to reduce risk in a hybrid work environment. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte.